Lodrini Matteo's Form 4/A amendment
AmendedKaleyra, Inc. (KLR) · filed Mar 13, 2023
- Accession no.
- 0000899243-23-008279
- Filed
- Mar 13, 2023
- Trade date
- Feb 28-Mar 3, 2023
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 6, 2023
This filing lists 6 non-derivative transactions. Open-market purchases total $93.8K. Open-market sales total $147.4K. It was filed 13 days after the trade.
This amendment replaces 0000899243-23-007251 (filed Mar 6, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lodrini MatteoCIK 0001795135 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Common Stock | SSaleDisposed | −41,300 | $0.86F2 | −$35,518 | 277,167 | Direct | |
| Mar 1, 2023 | Common Stock | PPurchaseAcquired | +14,300 | $0.83F3 | +$11,869 | 291,467 | Indirect | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −58,939 | $0.80F2 | −$47,151.2 | 232,528 | Direct | |
| Mar 2, 2023 | Common Stock | PPurchaseAcquired | +101,923 | $0.76F4 | +$77,461.48 | 334,451 | Indirect | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −87,472 | $0.74F2 | −$64,729.28 | 246,979 | Direct | |
| Mar 3, 2023 | Common Stock | PPurchaseAcquired | +5,918 | $0.75F3 | +$4,438.5 | 252,897 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes additional RSUs subject to vesting pursuant to previously disclosed vesting schedules.
- F2
The price reported for this transaction is an average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which any lot of shares was sold.
Referenced by the price of 3 transactions in Table I.
- F3
The price reported for this transaction is an average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which any lot of shares was purchased.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported for this transaction is a weighted-average price. The shares were purchased in multiple transactions ranging from $0.74933 to $0.77722, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in any footnotes to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The 58,286 shares of the Issuer's common stock purchased on 03/08/2023 and reported on the Issuer's Form 4, filed March 10, 2023, are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's sale of 41,300 and 16,986 shares of the Issuer's common stock on 02/28/2023 and 03/01/2023, respectively. The 5,918 shares of the Issuer's common stock purchased on 03/08/2023 and the 36,035 shares of the Issuer's common stock purchased on 03/02/2023 and reported herein are matchable under Section 16(b), with the reporting person's sale of 41,963 shares of the Issuer's common stock on 03/01/2023. The reporting person has made arrangements with the Issuer to voluntarily disgorge $8,994.02 to the Issuer, which represents the full amount of the reporting person's statutory "profit" realized from the matchable transactions as calculated pursuant to Section 16(b).
- F6
The original Form 4, filed March 6, 2023, is being amended solely to reflect additional transactions not previously included in the Form 4 filing.
- F7
The Company effected a reverse stock split on March 9, 2023. The number of shares reported herein are prior to giving effect to the reverse stock split.