Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Mar 13, 2023
- Accession no.
- 0000899243-23-008273
- Filed
- Mar 13, 2023, 8:48 PM ET
- Trade date
- Mar 1-10, 2023
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $103.7K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | JOtherAcquired | +152,315 | $0.00 | $0 | 3,580,128 | Indirect | |
| Mar 9, 2023 | Common Stock | PPurchaseAcquired | +28,613 | $2.31 | +$66,116.06 | 3,608,741 | Indirect | |
| Mar 10, 2023 | Common Stock | PPurchaseAcquired | +16,816 | $2.24 | +$37,615.71 | 3,625,557 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.