Sperzel John J III's Form 4 filing
T2 Biosystems, Inc. (TTOO) · filed Mar 9, 2023
- Accession no.
- 0000899243-23-007724
- Filed
- Mar 9, 2023
- Trade date
- Feb 20-28, 2023
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.18K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sperzel John J IIICIK 0001602618 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +16,000 | –F1 | – | 20,435 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −6,875 | $0.65 | −$4,468.75 | 13,560 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +6,667 | –F1 | – | 20,227 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −2,898 | $0.59 | −$1,709.82 | 17,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −16,000 | $0.00 | $0 | 32,000 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −6,667 | $0.00 | $0 | 6,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Referenced by the price of 2 transactions in Table I.