Buffett Warren E's Form 4 filing
Occidental Petroleum CorpOXY · filed Mar 7, 2023
- Accession no.
- 0000899243-23-007400
- Filed
- Mar 7, 2023, 7:12 PM ET
- Trade date
- Mar 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $354.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buffett Warren ECIK 0000315090 | 10% Owner |
| Berkshire Hathaway IncCIK 0001067983 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | PPurchaseAcquired | +452,431 | $59.85F1 | +$27,077,180.97 | 194,804,081 | Indirect | |
| Mar 3, 2023 | Common Stock | PPurchaseAcquired | +1,409,522 | $60.95F5 | +$85,913,889.71 | 196,213,603 | Indirect | |
| Mar 3, 2023 | Common Stock | PPurchaseAcquired | +501,135 | $61.47F6 | +$30,806,722.88 | 196,714,738 | Indirect | |
| Mar 6, 2023 | Common Stock | PPurchaseAcquired | +1,568,513 | $61.53F7 | +$96,512,957.66 | 198,283,251 | Indirect | |
| Mar 6, 2023 | Common Stock | PPurchaseAcquired | +109,504 | $61.90F8 | +$6,778,757.52 | 198,392,755 | Indirect | |
| Mar 7, 2023 | Common Stock | PPurchaseAcquired | +1,719,999 | $61.00F9 | +$104,919,251 | 200,112,754 | Indirect | |
| Mar 7, 2023 | Common Stock | PPurchaseAcquired | +40,687 | $61.56F10 | +$2,504,712.06 | 200,153,441 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.3300 to $60.3250. The Reporting Persons undertake to provide Occidental Petroleum Corporation ("Occidental"), any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.3300 to $61.3275. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.3300 to $61.6950. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 6 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.8600 to $61.8600. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 7 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.8650 to $61.9650. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.5100 to $61.5150. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 9 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.5200 to $61.6400. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 10 to this Form 4.
Referenced by the price of 1 transaction in Table I.