Schwarzman Stephen A's Form 4 filing
Alight, Inc. / Delaware (ALIT) · filed Mar 6, 2023
- Accession no.
- 0000899243-23-007245
- Filed
- Mar 6, 2023, 8:24 PM ET
- Trade date
- Mar 6, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $248.8M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings I/II GP L.L.C.CIK 0001464695 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Class A common stock | SSaleDisposed | −13,971,851 | $8.71 | −$121,694,822.21 | 31,517,912 | Indirect | Duplicate filing |
| Mar 6, 2023 | Class V common stock | JOtherDisposed | −14,261,397 | $0.00 | $0 | 31,184,461 | Indirect | Duplicate filing |
| Mar 6, 2023 | Class A common stock | CConversionAcquired | +14,261,397 | – | – | 14,344,506 | Indirect | Duplicate filing |
| Mar 6, 2023 | Class A common stock | SSaleDisposed | −13,983,894 | $8.71 | −$121,799,716.74 | 360,612 | Indirect | Duplicate filing |
| Mar 6, 2023 | Class A common stock | SSaleDisposed | −303,323 | $8.71 | −$2,641,943.33 | 31,214,589 | Indirect | Duplicate filing |
| Mar 6, 2023 | Class A common stock | SSaleDisposed | −303,584 | $8.71 | −$2,644,216.64 | 57,028 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Class A common stock | CConversionDisposed | −14,261,397 | $0.00 | $0 | 31,184,461 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.