ProFrac Holding Corp.'s Form 4 filing
Flotek Industries Inc (FTK) · filed Mar 2, 2023
- Accession no.
- 0000899243-23-006664
- Filed
- Mar 2, 2023, 6:30 AM ET
- Trade date
- Dec 28, 2022-Feb 2, 2023
- Filing delay
- 64 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $1.74M. It was filed 64 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| ProFrac Holding Corp.CIK 0001881487 | 10% Owner |
| ProFrac Holdings, LLCCIK 0001911179 | 10% Owner |
| ProFrac Holdings II, LLCCIK 0001918796 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2022 | Common Stock | PPurchaseAcquired | +1,500,000 | $1.16 | +$1,740,000 | 1,500,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | CConversionDisposed | −25,366,561 | $0.00 | $0 | 0 | Indirect | |
| Feb 2, 2023 | Common Stock | CConversionAcquired | +25,366,561 | $0.8705 | +$22,081,591.35 | 25,366,561 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.