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Spectrum VII Investment Managers' Fund, L.P.'s Form 4 filing

Definitive Healthcare Corp. (DH) · filed Feb 28, 2023

Accession no.
0000899243-23-006421
Filed
Feb 28, 2023, 5:00 PM ET
Trade date
Feb 27, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $33.4M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spectrum VII Investment Managers' Fund, L.P.CIK 0001626997Director, 10% Owner
Spectrum VII Co-Investment Fund, L.P.CIK 0001822087Director, 10% Owner
Spectrum Equity Associates VII, L.P.CIK 0001824228Director, 10% Owner
SEA VII Management, LLCCIK 0001824265Director, 10% Owner
SE VII DHC AIV Feeder, L.P.CIK 0001879377Director, 10% Owner
SE VII DHC Aiv, L.P.CIK 0001879386Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2023Class B Common StockJOtherDisposed−2,517,464––19,458,380Indirect
Feb 27, 2023Class A Common StockCConversionAcquired+2,517,464––5,026,435Indirect
Feb 27, 2023Class A Common StockSSaleDisposed−3,000,000$11.12−$33,360,0002,026,435Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 27, 2023Class A Common StockCConversionDisposed−2,517,464––19,458,380Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)