Monteleone William's Form 4 filing
Par Pacific Holdings, Inc.PARR · filed Feb 28, 2023
- Accession no.
- 0000899243-23-006336
- Filed
- Feb 28, 2023
- Trade date
- Feb 26-27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $386.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Monteleone WilliamCIK 0001539898 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2023 | Common stock | FTax withholdingDisposed | −514 | $27.70 | −$14,237.8 | 301,070 | Direct | |
| Feb 27, 2023 | Common stock | MOption exerciseAcquired | +17,381 | $28.41F2 | +$493,794.21 | 318,451 | Direct | |
| Feb 27, 2023 | Common stock | SSaleDisposed | −13,589 | $28.41F2 | −$386,063.49 | 304,862 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common stock | MOption exerciseAcquired | +17,381 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $28.39 to $28.48, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.