Northern Right Capital Management, L.P.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Feb 27, 2023
- Accession no.
- 0000899243-23-006170
- Filed
- Feb 27, 2023, 9:02 AM ET
- Trade date
- Feb 22-24, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $60.8K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Right Capital Management, L.P.CIK 0001346543 | 10% Owner, Other: Member of 13D 10% Group |
| BC Advisors LLCCIK 0001349003 | 10% Owner |
| Northern Right Capital (QP), L.P.CIK 0001451722 | 10% Owner |
| NRC Partners I, LPCIK 0001763594 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | PPurchaseAcquired | +15,062 | $2.15 | +$32,381.79 | 3,566,852 | Indirect | |
| Feb 24, 2023 | Common Stock | PPurchaseAcquired | +13,276 | $2.14 | +$28,423.92 | 3,580,128 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.