Williams Douglas E's Form 4 filing
CIK 0001659352 · filed Feb 21, 2023
- Accession no.
- 0000899243-23-005695
- Filed
- Feb 21, 2023
- Trade date
- Aug 16, 2022-Feb 17, 2023
- Filing delay
- 189 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $20.2K. It was filed 189 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams Douglas ECIK 0001184847 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +22,969 | – | – | 41,146 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −7,112 | $2.21 | −$15,717.52 | 34,034 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +22,969 | – | – | 57,003 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −7,681 | $0.59 | −$4,531.79 | 49,322 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −22,969 | $0.00 | $0 | 68,906 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −22,969 | $0.00 | $0 | 45,937 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.