Howze Yalonda's Form 4 filing
Codiak BioSciences, Inc.CDAK · filed Feb 21, 2023
- Accession no.
- 0000899243-23-005687
- Filed
- Feb 21, 2023
- Trade date
- Aug 16, 2022-Feb 17, 2023
- Filing delay
- 189 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.29K. It was filed 189 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howze YalondaCIK 0001828153 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +4,857 | –F1 | – | 7,345 | Direct | |
| Aug 17, 2022 | Common Stock | SSaleDisposed | −1,512 | $2.21 | −$3,341.52 | 5,833 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseAcquired | +4,856 | –F1 | – | 10,689 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −1,603 | $0.59 | −$945.77 | 9,086 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −4,857 | $0.00 | $0 | 14,568 | Direct | |
| Feb 16, 2023 | Common Stock | MOption exerciseDisposed | −4,856 | $0.00 | $0 | 9,712 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.
Remarks
Executive Vice President, Chief Legal and Compliance Officer and Corporate Secretary