Soderberg Shawn Marie's Form 4 filing
Bloom Energy Corp (BE) · filed Feb 17, 2023
- Accession no.
- 0000899243-23-005539
- Filed
- Feb 17, 2023
- Trade date
- Feb 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $66.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soderberg Shawn MarieCIK 0001591851 | Officer (EVP, GC & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,032 | $0.00 | $0 | 392,043 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +16,170 | $0.00 | $0 | 408,213 | Direct | |
| Feb 15, 2023 | Class A Common Stock | AGrant or awardAcquired | +35,400 | $0.00 | $0 | 443,613 | Direct | |
| Feb 15, 2023 | Class A Common Stock | AGrant or awardAcquired | +34,588 | $0.00 | $0 | 478,201 | Direct | |
| Feb 16, 2023 | Class A Common Stock | SSaleDisposed | −2,806 | $23.61F5 | −$66,249.66 | 475,395 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,032 | $0.00 | $0 | 12,127 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −16,170 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.37 to $23.85. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.