Sridhar KR's Form 4 filing
Bloom Energy Corp (BE) · filed Feb 17, 2023
- Accession no.
- 0000899243-23-005534
- Filed
- Feb 17, 2023
- Trade date
- Feb 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $797.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sridhar KRCIK 0001746277 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +122,499 | $0.00 | $0 | 585,852 | Direct | |
| Feb 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +50,608 | $0.00 | $0 | 636,460 | Direct | |
| Feb 16, 2023 | Class A Common Stock | SSaleDisposed | −7,487 | $23.61F2 | −$176,768.07 | 628,973 | Direct | |
| Feb 17, 2023 | Class A Common Stock | SSaleDisposed | −27,088 | $22.91F3 | −$620,586.08 | 601,885 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −122,499 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −50,608 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.37 to $23.85. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.76 to $23.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.