Skip to main content

Hwang Kuk Hyoun's Form 4 filing

OSR Health, Inc. (OSRH) · filed Feb 16, 2023

Accession no.
0000899243-23-005295
Filed
Feb 16, 2023
Trade date
Feb 14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hwang Kuk HyounCIK 0001953660Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$01,705,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$01,685,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$01,665,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$01,645,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$01,625,000Indirect
Feb 14, 2023Common StockJOtherDisposed−225,000$0.00$01,400,000Indirect
Feb 14, 2023Common StockJOtherDisposed−30,000$0.00$01,370,000Indirect
Feb 14, 2023Common StockAGrant or awardAcquired+430,000$10.00+$4,300,0001,800,000Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 14, 2023Common StockPPurchaseAcquired+430,000$10.00+$4,300,000430,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$0410,000Indirect
Feb 14, 2023Common StockJOtherDisposed−20,000$0.00$0390,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)