Buser Curtis L.'s Form 4 filing
Carlyle Group Inc. (CG) · filed Feb 9, 2023
- Accession no.
- 0000899243-23-004473
- Filed
- Feb 9, 2023
- Trade date
- Feb 7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $700.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buser Curtis L.CIK 0001549803 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | AGrant or awardAcquired | +42,585 | $0.00 | $0 | 1,266,645 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −19,401 | $36.10 | −$700,376.1 | 1,247,244 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.