Coles N Anthony's Form 4 filing
Cerevel Therapeutics Holdings, Inc. (CERE) · filed Feb 8, 2023
- Accession no.
- 0000899243-23-004360
- Filed
- Feb 8, 2023
- Trade date
- Feb 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coles N AnthonyCIK 0001197018 | Director, Officer (CEO and Chairperson) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +50,000 | $3.50 | +$175,000 | 52,704 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −42,058 | $33.04 | −$1,389,596.32 | 10,646 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −7,942 | $33.57 | −$266,612.94 | 2,704 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | AGrant or awardAcquired | +243,042 | $0.00 | $0 | 243,042 | Direct | |
| Feb 6, 2023 | Common Stock | AGrant or awardAcquired | +61,762 | $0.00 | $0 | 61,762 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 2,952,417 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.