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Slam Sponsor, LLC's Form 4 filing

Slam Corp. (SLAM) · filed Feb 6, 2023

Accession no.
0000899243-23-004052
Filed
Feb 6, 2023
Trade date
Feb 2, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Slam Sponsor, LLCCIK 000183809610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 2, 2023Class A ordinary sharesCConversionAcquired+21,000$0.00F1$014,236,000Direct
Feb 2, 2023Class A ordinary sharesSSaleDisposed−10,000$1.00F5−$10,00014,226,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported transaction represents the exempt exercise of an option to repurchase 21,000 Class B ordinary shares, par value $0.0001 (the "Class B Shares") previously sold by Slam Sponsor, LLC (the "Sponsor") to Barbara Byrne pursuant to that certain Securities Assignment Agreement dated January 31, 2021, among the Sponsor, the issuer and Barbara Byrne, which provided the Sponsor with an option to repurchase the Class B Shares upon Barbara Byrne's resignation from the Issuer's board of directors prior to vesting, at the original purchase price (approximately $0.002 per share) paid by Barbara Byrne.

Referenced by the price of 1 transaction in Table II.

F5

On February 2, 2023, the Sponsor sold 10,000 Class B Shares to Alex Zyngier for $10,000, or approximately $1.00 per share, in connection with Mr. Zyngier's appointment to the board of directors of the issuer.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)