Rieder Richard M's Form 4/A amendment
AmendedBlackRock Capital Allocation Term Trust (BCAT) · filed Feb 2, 2023
- Accession no.
- 0000899243-23-003361
- Filed
- Feb 2, 2023
- Trade date
- Dec 28, 2022
- Filing delay
- 36 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 30, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $199.5K. It was filed 36 days after the trade.
This amendment replaces 0000899243-22-039591 (filed Dec 30, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rieder Richard MCIK 0001436848 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2022 | Common Stock | PPurchaseAcquired | +14,500 | $13.76 | +$199,520 | 204,633 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
The Form 4 originally filed on behalf of the reporting person on December 30, 2022 (the "Original Filing") incorrectly reflected the number of securities beneficially owned following the reported acquisition. This amendment is intended to replace the Original Filing in its entirety.