Leuschen David M's Form 4 filing
Solid Power, Inc. (SLDP) · filed Jan 26, 2023
- Accession no.
- 0000899243-23-002786
- Filed
- Jan 26, 2023, 6:59 PM ET
- Trade date
- Jan 25-26, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leuschen David MCIK 0001222726 | 10% Owner |
| Lapeyre Pierre F JrCIK 0001232151 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2023 | Common Stock, par value $0.0001 per share | JOtherDisposed | −3,651,546 | – | – | 4,738,454 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2023 | Common Stock, par value $0.0001 per share | SSaleDisposed | −89,866 | $0.66 | −$59,311.56 | 7,277,487 | Indirect | |
| Jan 26, 2023 | Common Stock, par value $0.0001 per share | SSaleDisposed | −20,528 | $0.67 | −$13,753.76 | 7,256,959 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.