Howze Yalonda's Form 4 filing
Codiak BioSciences, Inc.CDAK · filed Jan 23, 2023
- Accession no.
- 0000899243-23-002395
- Filed
- Jan 23, 2023
- Trade date
- Jan 19-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $876.96. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howze YalondaCIK 0001828153 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2023 | Common Stock | MOption exerciseAcquired | +4,000 | –F1 | – | 4,000 | Direct | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,512 | $0.58 | −$876.96 | 2,488 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2023 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 8,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President, Chief Legal and Compliance Officer and Corporate Secretary