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Alexander Stephen B's Form 4 filing

Ciena Corp (CIEN) · filed Jan 19, 2023

Accession no.
0000899243-23-002203
Filed
Jan 19, 2023
Trade date
Mar 15, 2022-Jan 17, 2023
Filing delay
310 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $210.0K. It was filed 310 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alexander Stephen BCIK 0001177261Officer (SVP, Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2022Common StockSSaleDisposed−2,000$54.11−$108,22077,958Direct
Jan 17, 2023Common StockSSaleDisposed−2,000$50.89−$101,78070,561Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)