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Column Group III-A, LP's Form 4 filing

Tenaya Therapeutics, Inc. (TNYA) · filed Jan 19, 2023

Accession no.
0000899243-23-002161
Filed
Jan 19, 2023, 4:18 PM ET
Trade date
Jan 17-18, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $464.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Column Group III-A, LPCIK 000166808510% Owner
Column Group III, LPCIK 000166815910% Owner
Column Group III GP, LPCIK 000179096510% Owner
Column Group Opportunity III, LPCIK 000193182510% Owner
TCG Opportunity III GP, LLCCIK 000193244510% Owner
Column Group Opportunity III GP, LPCIK 000193287410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 17, 2023Common StockPPurchaseAcquired+49,463$2.49F1+$123,395.359,664,847Indirect
Jan 18, 2023Common StockPPurchaseAcquired+135,688$2.52F4+$341,431.719,800,535Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.32 to $2.60, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.37 to $2.60, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 4 to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)