Yu Peter's Form 4 filing
AlTi Global, Inc. (ALTI) · filed Jan 12, 2023
- Accession no.
- 0000899243-23-001708
- Filed
- Jan 12, 2023, 9:00 PM ET
- Trade date
- Jan 10-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu PeterCIK 0001426890 | Director, 10% Owner |
| Pangaea Three-B, LPCIK 0001754782 | 10% Owner |
| CGC Sponsor LLCCIK 0001847878 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2023 | Class A Common Stock | PPurchaseAcquired | +41,000 | $8.91 | +$365,310 | 212,227 | Indirect | |
| Jan 10, 2023 | Class A Common Stock | JOtherAcquired | +23,612 | $0.00 | $0 | 235,839 | Indirect | |
| Jan 11, 2023 | Class A Common Stock | PPurchaseAcquired | +73,187 | $9.51 | +$696,008.37 | 309,026 | Indirect | |
| Jan 12, 2023 | Class A Common Stock | PPurchaseAcquired | +38,403 | $10.04 | +$385,566.12 | 347,429 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.