Yu Peter's Form 4 filing
AlTi Global, Inc. (ALTI) · filed Jan 9, 2023
- Accession no.
- 0000899243-23-001379
- Filed
- Jan 9, 2023, 7:40 PM ET
- Trade date
- Jan 5-9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $532.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu PeterCIK 0001426890 | Director, 10% Owner |
| Pangaea Three-B, LPCIK 0001754782 | 10% Owner |
| CGC Sponsor LLCCIK 0001847878 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2023 | Class A Common Stock | PPurchaseAcquired | +748 | $8.00 | +$5,984 | 109,940 | Indirect | |
| Jan 6, 2023 | Class A Common Stock | PPurchaseAcquired | +39,056 | $8.38 | +$327,289.28 | 148,996 | Indirect | |
| Jan 9, 2023 | Class A Common Stock | PPurchaseAcquired | +22,231 | $8.98 | +$199,634.38 | 171,227 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.