Reese Jason W.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Dec 30, 2022
- Accession no.
- 0000899243-22-039602
- Filed
- Dec 30, 2022, 7:36 PM ET
- Trade date
- Dec 28-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $772.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reese Jason W.CIK 0001479613 | Director, 10% Owner |
| Long Ball Partners LLCCIK 0001308057 | 10% Owner |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2022 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +75,538 | $1.95 | +$147,299.1 | 5,309,037 | Indirect | |
| Dec 29, 2022 | Common Stock | PPurchaseAcquired | +1,370 | $1.95 | +$2,671.5 | 5,310,407 | Indirect | |
| Dec 30, 2022 | Common Stock | PPurchaseAcquired | +309,593 | $2.01 | +$622,281.93 | 5,620,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.