Yu Peter's Form 4 filing
AlTi Global, Inc. (ALTI) · filed Dec 29, 2022
- Accession no.
- 0000899243-22-039550
- Filed
- Dec 29, 2022, 8:00 PM ET
- Trade date
- Dec 27-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $39.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu PeterCIK 0001426890 | Director, Officer (Chief Executive Officer), 10% Owner |
| Pangaea Three-B, LPCIK 0001754782 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Class A Common Stock | PPurchaseAcquired | +2,271 | $10.03 | +$22,778.13 | 95,656 | Direct | |
| Dec 28, 2022 | Class A Common Stock | PPurchaseAcquired | +1,696 | $10.03 | +$17,010.88 | 97,352 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.