Malka Meyer's Form 4 filing
Root, Inc.ROOT · filed Dec 21, 2022
- Accession no.
- 0000899243-22-039185
- Filed
- Dec 21, 2022, 7:11 PM ET
- Trade date
- Dec 19-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $260.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malka MeyerCIK 0001571355 | 10% Owner |
| Bullfrog Capital, L.P.CIK 0001801181 | 10% Owner |
| Bullfrog Capital GP, Ltd.CIK 0001801182 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2022 | Class A Common Stock | SSaleDisposed | −19,536 | $4.76F1 | −$92,901.49 | 77,907 | Indirect | |
| Dec 20, 2022 | Class A Common Stock | SSaleDisposed | −20,000 | $4.87F5 | −$97,476 | 57,907 | Indirect | |
| Dec 21, 2022 | Class A Common Stock | SSaleDisposed | −14,800 | $4.76F6 | −$70,436.16 | 43,107 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 19, 2022. The actual sale prices ranged from a low of $4.66 to a high of $4.98. The Reporting Persons undertake to provide upon request of the SEC Staff, Root, Inc. or a Root, Inc. security holder full information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 20, 2022. The actual sale prices ranged from a low of $4.72 to a high of $5.02. The Reporting Persons undertake to provide upon request of the SEC Staff, Root, Inc. or a Root, Inc. security holder full information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 21, 2022. The actual sale prices ranged from a low of $4.70 to a high of $4.84. The Reporting Persons undertake to provide upon request of the SEC Staff, Root, Inc. or a Root, Inc. security holder full information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.