BTAS NQ Holdings L.L.C.'s Form 4 filing
Alight, Inc. / Delaware (ALIT) · filed Dec 16, 2022
- Accession no.
- 0000899243-22-038920
- Filed
- Dec 16, 2022, 9:58 PM ET
- Trade date
- Dec 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $50.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BTAS NQ Holdings L.L.C.CIK 0001770693 | 10% Owner |
| BCP VII SBS Holdings L.L.C.CIK 0001770698 | 10% Owner |
| Blackstone Family Investment Partnership VII-ESC NQ L.P.CIK 0001771140 | 10% Owner |
| Blackstone Capital Partners VII NQ L.P.CIK 0001771144 | 10% Owner |
| Blackstone Capital Partners VII (IPO) NQ L.P.CIK 0001872064 | 10% Owner |
| Blackstone Capital Partners VII.2 (IPO) NQ L.P.CIK 0001954390 | 10% Owner |
| BX Tempo ML Holdco 1 GP L.L.C.CIK 0001955062 | 10% Owner |
| BX Tempo ML Holdco 2 L.P.CIK 0001955086 | 10% Owner |
| BX Tempo ML Holdco 2 GP L.L.C.CIK 0001955093 | 10% Owner |
| BX Tempo ML Holdco 1 L.P.CIK 0001955129 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Class A common stock | SSaleDisposed | −3,169,418 | $8.00 | −$25,355,344 | 45,489,763 | Indirect | Duplicate filing |
| Dec 14, 2022 | Class V common stock | JOtherDisposed | −3,166,358 | $0.00 | $0 | 45,445,858 | Indirect | Duplicate filing |
| Dec 14, 2022 | Class A common stock | CConversionAcquired | +3,166,358 | – | – | 3,255,259 | Indirect | Duplicate filing |
| Dec 14, 2022 | Class A common stock | SSaleDisposed | −3,172,150 | $8.00 | −$25,377,200 | 83,109 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Class A common stock | CConversionDisposed | −3,166,358 | $0.00 | $0 | 45,445,858 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.