Blutt Mitchell J MD's Form 4 filing
Surrozen, Inc. (SRZN) · filed Dec 15, 2022
- Accession no.
- 0000899243-22-038571
- Filed
- Dec 15, 2022, 9:30 AM ET
- Trade date
- Dec 14, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blutt Mitchell J MDCIK 0001097955 | 10% Owner |
| Consonance Capital Management LPCIK 0001544773 | 10% Owner |
| Consonance Capman GP, LLCCIK 0001620428 | 10% Owner |
| Consonance Life SciencesCIK 0001824774 | 10% Owner |
| Livingston Kevin HaroldCIK 0001828234 | 10% Owner |
| Soffer BennyCIK 0001829318 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,748,750 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,297,922 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −450,827 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,885,000 | – | – | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | SSaleDisposed | −582,916 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −432,639 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −150,275 | – | – | 0 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −144,666 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.