Provost Miriam's Form 4 filing
TransMedics Group, Inc. (TMDX) · filed Dec 13, 2022
- Accession no.
- 0000899243-22-038318
- Filed
- Dec 13, 2022
- Trade date
- Sep 2-Dec 9, 2022
- Filing delay
- 102 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $213.2K. It was filed 102 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Provost MiriamCIK 0001773663 | Officer (VP, Global Regulatory Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseAcquired | +2,600 | $3.22 | +$8,372 | 12,038 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseAcquired | +3,977 | $38.46 | +$152,955.42 | 16,015 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −3,046 | $59.00 | −$179,714 | 12,969 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseAcquired | +1,149 | $16.14 | +$18,544.86 | 14,118 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −567 | $59.00 | −$33,453 | 13,551 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Common Stock | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 18,281 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseDisposed | −3,977 | $0.00 | $0 | 21,023 | Direct | |
| Dec 9, 2022 | Common Stock | MOption exerciseDisposed | −1,149 | $0.00 | $0 | 8,226 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.