Gross Michael S's Form 4 filing
SLR Investment Corp. (SLRC) · filed Dec 8, 2022
- Accession no.
- 0000899243-22-037976
- Filed
- Dec 8, 2022
- Trade date
- Dec 5-7, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $956.1K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gross Michael SCIK 0001186884 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | PPurchaseAcquired | +59,400 | $15.02 | +$892,188 | 3,076,623 | Indirect | |
| Dec 6, 2022 | Common Stock | PPurchaseAcquired | +4,287 | $14.90 | +$63,876.3 | 3,080,910 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | AGrant or awardDisposed | −276,942.44 | $0.00 | $0 | 276,942.44 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.