Sun Anthony's Form 4 filing
Cognex Corp (CGNX) · filed Dec 2, 2022
- Accession no.
- 0000899243-22-037398
- Filed
- Dec 2, 2022
- Trade date
- Nov 7-30, 2022
- Filing delay
- 25 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 17 derivative transactions. Open-market sales total $1.50M. It was filed 25 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sun AnthonyCIK 0001199723 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | MOption exerciseAcquired | +30,000 | $10.53 | +$315,900 | 30,000 | Indirect | |
| Nov 30, 2022 | Common Stock | SSaleDisposed | −30,000 | $50.01 | −$1,500,300 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | GGiftDisposed | −30,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +30,000 | $0.00 | $0 | 30,000 | Indirect | |
| Nov 30, 2022 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 0 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −26,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +26,000 | $0.00 | $0 | 26,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −26,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +26,000 | $0.00 | $0 | 26,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −26,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +26,000 | $0.00 | $0 | 26,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −26,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +26,000 | $0.00 | $0 | 26,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −23,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +23,000 | $0.00 | $0 | 23,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −26,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +26,000 | $0.00 | $0 | 26,000 | Indirect | |
| Nov 7, 2022 | Common Stock | GGiftDisposed | −13,000 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2022 | Common Stock | GGiftAcquired | +13,000 | $0.00 | $0 | 13,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.