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Harvey Darin S.'s Form 4 filing

Advanced Drainage Systems, Inc. (WMS) · filed Dec 2, 2022

Accession no.
0000899243-22-037397
Filed
Dec 2, 2022
Trade date
Nov 30-Dec 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $218.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Harvey Darin S.CIK 0001756972Officer (EVP, Supply Chain & Logistics)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 30, 2022Common StockMOption exerciseAcquired+2,324$41.97+$97,538.286,924Direct
Nov 30, 2022Common StockSSaleDisposed−1,710$93.41−$159,731.15,214Direct
Dec 2, 2022Common StockSSaleDisposed−614$95.59−$58,692.264,600Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 30, 2022Common StockMOption exerciseDisposed−2,324$0.00$02,323Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)