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Vieser Jaime's Form 4 filing

Alaunos Therapeutics, Inc.TCRT · filed Dec 1, 2022

Accession no.
0000899243-22-037274
Filed
Dec 1, 2022
Trade date
Nov 29, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $812.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vieser JaimeCIK 0001846045Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2022Common StockPPurchaseAcquired+1,250,000$0.65F2+$812,5001,250,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were purchased in a registered underwritten offering on November 29, 2022.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List - Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)