Griffin Michael D's Form 4/A amendment
AmendedRocket Lab Corp (RKLB) · filed Nov 29, 2022
- Accession no.
- 0000899243-22-037140
- Filed
- Nov 29, 2022
- Trade date
- Sep 9, 2022
- Filing delay
- 81 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 13, 2022
This filing lists 3 non-derivative transactions. Open-market sales total $2.56M. It was filed 81 days after the trade.
This amendment replaces 0000899243-22-030950 (filed Sep 13, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffin Michael DCIK 0001045849 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Common Stock | JOtherDisposed | −456,190 | $0.00 | $0 | 190,156 | Direct | |
| Sep 9, 2022 | Common Stock | JOtherAcquired | +456,190 | $0.00 | $0 | 456,190 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −456,190 | $5.62F2 | −$2,563,787.8 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.
- F2
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.