Sculptor Capital LP's Form 4 filing
Grove Collaborative Holdings, Inc. (GROV) · filed Nov 28, 2022
- Accession no.
- 0000899243-22-037060
- Filed
- Nov 28, 2022, 10:40 AM ET
- Trade date
- Nov 22-25, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $34.4K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sculptor Capital LPCIK 0001054587 | 10% Owner |
| Sculptor Master Fund, Ltd.CIK 0001054589 | 10% Owner |
| Sculptor Capital Management, Inc.CIK 0001403256 | 10% Owner |
| SCM GC Investments LtdCIK 0001936260 | 10% Owner |
| Sculptor Capital Holding CorpCIK 0001936266 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Class A Common Stock | SSaleDisposed | −24,300 | $0.80F2 | −$19,440 | 8,966,068 | Indirect | |
| Nov 23, 2022 | Class A Common Stock | SSaleDisposed | −10,300 | $0.78F3 | −$8,034 | 8,955,768 | Indirect | |
| Nov 25, 2022 | Class A Common Stock | SSaleDisposed | −9,100 | $0.76F4 | −$6,916 | 8,946,668 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.76 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.75 to $0.81, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.71 to $0.79, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.