Yu Peter's Form 4 filing
AlTi Global, Inc. (ALTI) · filed Nov 25, 2022
- Accession no.
- 0000899243-22-037047
- Filed
- Nov 25, 2022, 5:00 PM ET
- Trade date
- Nov 22, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu PeterCIK 0001426890 | Director, Officer (Chief Executive Officer), 10% Owner |
| Pangaea Three-B, LPCIK 0001754782 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Class A Ordinary Shares | PPurchaseAcquired | +16,412 | $0.55 | +$9,026.6 | 11,016,722 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
See Exhibit 24.1 - Power of Attorney See Exhibit 24.2 - Power of Attorney