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Stiffelman Andrew J's Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Nov 23, 2022

Accession no.
0000899243-22-036972
Filed
Nov 23, 2022, 7:22 PM ET
Trade date
Nov 16-22, 2022
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $126.8K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stiffelman Andrew JCIK 0001887938Officer (Chief Marketing Officer), 10% Owner
CPG Solutions LLCCIK 000189035210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2022Class A Common StockCConversionAcquired+25,000$0.00$025,000Indirect
Nov 22, 2022Class A Common StockSSaleDisposed−18,111$7.00−$126,7776,889Indirect
Nov 16, 2022Class B Common StockCConversionDisposed−25,000$0.00$01,268,690Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 16, 2022Class A Common StockCConversionDisposed−25,000$0.00$01,268,690Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)