Lovell Stephanie's Form 4 filing
TransMedics Group, Inc. (TMDX) · filed Nov 23, 2022
- Accession no.
- 0000899243-22-036935
- Filed
- Nov 23, 2022
- Trade date
- Nov 22-23, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $620.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lovell StephanieCIK 0001772054 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +3,800 | $47.82 | +$181,716 | 3,800 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −3,800 | $57.97 | −$220,286 | 0 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +1,100 | $26.26 | +$28,886 | 1,100 | Direct | |
| Nov 22, 2022 | Common Stock | SSaleDisposed | −1,100 | $58.04 | −$63,844 | 0 | Direct | |
| Nov 23, 2022 | Common Stock | MOption exerciseAcquired | +5,657 | $47.82 | +$270,517.74 | 5,657 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −5,657 | $59.50 | −$336,591.5 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 14,200 | Direct | |
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −1,100 | $0.00 | $0 | 1,150 | Direct | |
| Nov 23, 2022 | Common Stock | MOption exerciseDisposed | −5,657 | $0.00 | $0 | 8,543 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.