Column Group L P's Form 4 filing
NGM Biopharmaceuticals Inc (NGM) · filed Nov 23, 2022
- Accession no.
- 0000899243-22-036916
- Filed
- Nov 23, 2022, 4:17 PM ET
- Trade date
- Nov 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $201.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Column Group L PCIK 0001347769 | Director, 10% Owner |
| Column Group GP, LPCIK 0001614627 | 10% Owner |
| Column Group III-A, LPCIK 0001668085 | 10% Owner |
| Column Group III, LPCIK 0001668159 | 10% Owner |
| Column Group IV-A, LPCIK 0001796353 | 10% Owner |
| Column Group IV, LPCIK 0001796354 | 10% Owner |
| Column Group IV GP, LPCIK 0001796356 | 10% Owner |
| TCG IV GP, LLCCIK 0001796359 | 10% Owner |
| Column Group Opportunity III, LPCIK 0001931825 | 10% Owner |
| Column Group Opportunity III GP, LPCIK 0001932874 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.98 to $5.00, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.98 to $5.00, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 4 to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Due to SEC restrictions on the number of reporting owners, this is Form 2 of 3.