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Bessemer Venture Partners IX Institutional L.P.'s Form 4 filing

Toast, Inc. (TOST) · filed Nov 22, 2022

Accession no.
0000899243-22-036822
Filed
Nov 22, 2022, 8:28 PM ET
Trade date
Nov 18-21, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.7M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bessemer Venture Partners IX Institutional L.P.CIK 000162414910% Owner
Bessemer Venture Partners IX L.P.CIK 000165521310% Owner
Deer IX & Co. L.P.CIK 000165521910% Owner
Deer IX & Co. Ltd.CIK 000165522010% Owner
Deer X & Co. L.P.CIK 000176863710% Owner
Deer X & Co. Ltd.CIK 000176867710% Owner
Bessemer Venture Partners Century Fund Institutional L.P.CIK 000178747710% Owner
Bessemer Venture Partners Century Fund L.P.CIK 000178747810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 18, 2022Class A Common StockCConversionAcquired+546,190$0.00F1$0546,190Indirect
Nov 18, 2022Class A Common StockSSaleDisposed−546,190$18.50F6−$10,104,5150Indirect
Nov 21, 2022Class A Common StockCConversionAcquired+416,931$0.00F1$0416,931Indirect
Nov 21, 2022Class A Common StockSSaleDisposed−416,931$18.16F9−$7,571,466.960Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 18, 2022Class A Common StockCConversionDisposed−546,190$0.00F1$042,667,185Indirect
Nov 21, 2022Class A Common StockCConversionDisposed−416,931$0.00F1$042,250,254Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each outstanding share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder or automatically upon the occurrence of other events set forth in the Issuer's certificate of incorporation.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

F6

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.765, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.88 to $18.275, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)