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EW Healthcare Partners, L.P.'s Form 4 filing

Venus Concept Inc. (VERO) · filed Nov 22, 2022

Accession no.
0000899243-22-036684
Filed
Nov 22, 2022, 3:12 PM ET
Trade date
Nov 18, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 derivative transactions. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0000899243-22-036815 (Nov 22, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
EW Healthcare Partners, L.P.CIK 000161234310% Owner
Essex Woodlands Fund IX-GP, L.P.CIK 000165228510% Owner
Essex Woodlands IX, LLCCIK 000165228610% Owner
EW Healthcare Partners-A, L.P.CIK 000173624010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 18, 2022Common StockPPurchaseAcquired+14,410,850$2.00+$2,883,9701,441,985Indirect
Nov 18, 2022Common StockPPurchaseAcquired+580,150$2.00+$116,03058,015Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)