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Hochberg Steven's Form 4 filing

SLR Investment Corp. (SLRC) · filed Nov 18, 2022

Accession no.
0000899243-22-036419
Filed
Nov 18, 2022
Trade date
Nov 16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $42.0K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0000899243-23-013794 (May 24, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hochberg StevenCIK 0001034123Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2022Common StockSSaleDisposed−3,000$14.01−$42,0302,742Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)