Schwarzman Stephen A's Form 4 filing
Alight, Inc. / Delaware (ALIT) · filed Nov 17, 2022
- Accession no.
- 0000899243-22-036217
- Filed
- Nov 17, 2022, 5:42 PM ET
- Trade date
- Nov 17, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 4 derivative transactions. Open-market sales total $90.7M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings III L.P.CIK 0001404073 | 10% Owner |
| Blackstone Holdings I/II GP L.L.C.CIK 0001464695 | 10% Owner |
| Blackstone Holdings III GP L.P.CIK 0001478809 | 10% Owner |
| Blackstone Holdings III GP Management L.L.C.CIK 0001478815 | 10% Owner |
| BTAS Associates-NQ L.L.C.CIK 0001770701 | 10% Owner |
| BCP VII Side-by-Side GP NQ L.L.C.CIK 0001771035 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Class A Common Stock | CConversionAcquired | +5,371,237 | – | – | 5,459,742 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionAcquired | +20,152 | – | – | 20,484 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionAcquired | +58,078 | – | – | 59,035 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionAcquired | +619,388 | – | – | 629,594 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | SSaleDisposed | −5,381,060 | $7.46 | −$40,142,707.6 | 78,682 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | SSaleDisposed | −20,189 | $7.46 | −$150,609.94 | 295 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | SSaleDisposed | −58,184 | $7.46 | −$434,052.64 | 851 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | SSaleDisposed | −620,521 | $7.46 | −$4,629,086.66 | 9,073 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | SSaleDisposed | −6,074,717 | $7.46 | −$45,317,388.82 | 48,659,181 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class V Common Stock | JOtherDisposed | −5,371,237 | $0.00 | $0 | 43,024,219 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class V Common Stock | JOtherDisposed | −20,152 | $0.00 | $0 | 161,420 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class V Common Stock | JOtherDisposed | −58,078 | $0.00 | $0 | 465,213 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class V Common Stock | JOtherDisposed | −619,388 | $0.00 | $0 | 4,961,364 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Class A Common Stock | CConversionDisposed | −5,371,237 | $0.00 | $0 | 43,024,219 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionDisposed | −20,152 | $0.00 | $0 | 161,420 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionDisposed | −58,078 | $0.00 | $0 | 465,213 | Indirect | Duplicate filing |
| Nov 17, 2022 | Class A Common Stock | CConversionDisposed | −619,388 | $0.00 | $0 | 4,961,364 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.