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Ginsberg Deborah J.'s Form 4 filing

TPG RE Finance Trust, Inc.TRTX · filed Nov 17, 2022

Accession no.
0000899243-22-036182
Filed
Nov 17, 2022
Trade date
Nov 16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $99.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ginsberg Deborah J.CIK 0001712073Officer (See Remarks (3))

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2022Common StockPPurchaseAcquired+13,800$7.19F1+$99,22291,616Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.14 to $7.24 inclusive. The Reporting Person, Ms. Deborah Ginsberg, undertakes to provide to TPG RE Finance Trust, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

(3) Vice President, General Counsel and Secretary.

Read the full filing on SEC EDGAR (opens in a new tab)