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Sculptor Capital LP's Form 4 filing

Grove Collaborative Holdings, Inc. (GROV) · filed Nov 17, 2022

Accession no.
0000899243-22-036172
Filed
Nov 17, 2022, 4:05 PM ET
Trade date
Nov 15-16, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $51.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sculptor Capital LPCIK 000105458710% Owner
Sculptor Master Fund, Ltd.CIK 000105458910% Owner
Sculptor Capital Management, Inc.CIK 000140325610% Owner
SCM GC Investments LtdCIK 000193626010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2022Class A Common StockSSaleDisposed−5,600$1.21F2−$6,7769,061,168Indirect
Nov 16, 2022Class A Common StockSSaleDisposed−40,300$1.11F3−$44,7339,020,868Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $1.20 to $1.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $1.07 to $1.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)