SoftBank Vision Fund L.P.'s Form 4 filing
Roivant Sciences Ltd. (ROIV) · filed Nov 15, 2022
- Accession no.
- 0000899243-22-035945
- Filed
- Nov 15, 2022, 9:00 PM ET
- Trade date
- Nov 10, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $20.6M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SoftBank Vision Fund L.P.CIK 0001699940 | 10% Owner |
| SVF Holdings (UK) LLPCIK 0001716727 | 10% Owner |
| SVF Investments (UK) LtdCIK 0001716729 | 10% Owner |
| SB Investment Advisers (UK) LtdCIK 0001731509 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Shares | SSaleDisposed | −4,343,919 | $4.75 | −$20,633,615.25 | 95,031,667 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Form 3 filed by the reporting persons on October 1, 2021 inadvertently included SVF GP (Jersey) Limited as a reporting person. SVF GP (Jersey) Limited does not share beneficial ownership of the securities reported herein.