Yucca (Jersey) SLP's Form 4 filing
Confluent, Inc. (CFLT) · filed Nov 15, 2022
- Accession no.
- 0000899243-22-035875
- Filed
- Nov 15, 2022, 4:30 PM ET
- Trade date
- Nov 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $3.79M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yucca (Jersey) SLPCIK 0001591294 | 10% Owner |
| Index Ventures VII (Jersey), L.P.CIK 0001604856 | 10% Owner |
| Index Venture Associates VII LtdCIK 0001866169 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −52,983 | $22.58F1 | −$1,196,393.23 | 87,528 | Direct | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −87,528 | $23.27F3 | −$2,037,100.41 | 0 | Direct | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −9,102 | $22.58F1 | −$205,529.53 | 15,038 | Indirect | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −15,038 | $23.27F3 | −$349,989.9 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 - $22.99. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 - $23.5972. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.