Adams Keith Edward's Form 4/A amendment
Amended4Front Ventures Corp. (FFNTF) · filed Nov 14, 2022
- Accession no.
- 0000899243-22-035739
- Filed
- Nov 14, 2022
- Trade date
- Jun 17, 2022
- Filing delay
- 150 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 7, 2022
This filing lists 1 derivative transaction. It was filed 150 days after the trade.
This amendment replaces 0000899243-22-025689 (filed Jul 7, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams Keith EdwardCIK 0001936897 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Class A Subordinate Voting Shares | SSaleAcquired | +1,000,000 | $0.00 | $0 | 1,000,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being amended to correctly reflect that the Reporting Person received options to purchase 1,000,000 Class A Subordinate Voting Shares ("SVS") on June 17, 2022 and not 1,250,000 SVS on June 17, 2022 as previously reported.
- F2
Converted from Canadian exercise price of C$0.77 using an exchange rate of C$1.3035 = US$1.00 as of June 17, 2022.
- F3
Stock options vest in equal one-third increments beginning on June 17, 2023.