Hochberg Steven's Form 4 filing
SLR Investment Corp. (SLRC) · filed Nov 10, 2022
- Accession no.
- 0000899243-22-035582
- Filed
- Nov 10, 2022
- Trade date
- Nov 8-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $95.9K. Open-market sales total $203.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hochberg StevenCIK 0001034123 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | SSaleDisposed | −14,850 | $13.71 | −$203,593.5 | 5,742 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +6,858 | $13.98 | +$95,874.84 | 11,858 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.